The Google settlement and the alternatives


Thanks to Peter Brantley and his work spotting items of interest, I was pointed to a post in Wired which is an FAQ on the Google settlement. It is, as far as I can tell, an accurate summary that leads people through the issues in a way that discourages support for the settlement. But I focused on one particular question and answer:

That’s ridiculous. Isn’t there a better solution to the orphan works problem?

Yes. For one, Congress could step up and pass a law about orphan works. But the last time Congress passed a substantial law about the length of copyrights it extended them for 20 more years — keeping more and more books from reaching the public domain. Don’t expect much help here.

This a neat summary of the problem with the whole Booksearch settlement debate. The ONLY better solution to the orphan works problem is for Congress to do the right thing. The author of THIS piece sure didn’t try to come up with anything else. Since that is so, the debate about the settlement should focus on two questions:

1. If Congress does nothing, are we better off with the settlement or with the status quo ante (no settlement and a continuing lawsuit where the plaintiffs are the parties in the settlement, NOT the public and NOT the libraries and NOT the orphan owners — ha! — and not anybody else?)

2. Are we more likely to generate constructive action from Congress in the environment we’d have after the settlement is rejected (status quo ante) or where we’ll all be if  it is accepted?

The now 7-month long debate about the settlement is highly asymmetric. Those advocating it are forced to defend something specific, as if it were the last word (which it isn’t.) Those opposing it are forced to defend nothing. For those who believe the settlement should be rejected, the questions I believe are relevant:

1. Do you have any suggestion of an alternative solution OTHER than Congress passing sensible new copyright law covering orphans?

2. If not, can you explain why it is any more likely that Congress will do that now, or if the settlement is rejected, than in the half-century just past?

As far as I can tell, and I have been asking, there is no solution to the orphan works problem except by changing the copyright law, if this settlement is rejected. And, of course, the is only the most partial solution. Congress has not only failed to act on this question; to my knowledge  not one Congressman or Senator has even expressed an opinion about the Google settlement or the orphan works question in general.

So, this settlement aside, there is apparently no solution BUT Congress and there is no solution likely to be coming FROM Congress. So the cost of denying Google the notional economic monopoly over some unknown quantity of previously buried intellectual property is to also deny it to everybody else. At least until this lawsuit wends its way through trial and appeals.

There is an irony in the current debate which has gone unremarked upon in any of the material I have seen. No polls have been taken on the subject, but appreciating the irony will depend on agreeing with me that there has been more opposition to the settlement from the library community than from publishers. That’s my very strong impression. 

The entire corpus of scanned orphan works comes from library collections. Now the library community expresses the fear that Google, having obtained a “monopoly” on many of these scanned works through the settlement, will charge extortionate prices to libraries for access to the database beyond the one free terminal per library negotiated in the settlement. But at the time the Google library program was announced, it was publishers who were up in arms about whether the libraries – which were getting copies of the scans that Google was creating of their books with different “rights grants” from Google for what could be done with the scans Google had paid for – were exceeding fair use in their partnership with Google. If there hadn’t been deals between libraries and Google, there would have been no in-copyright material scanned, no lawsuit, and no settlement.

Of the people I have talked to who are opposed to the settlement, all agreed that a better solution could only come through a change in the copyight law. One particularly strong opponent said he believed that would be made more likely by rejection than by acceptance.  I don’t agree with him and he offered no logical support for that opinion.

Another, agreeing that we’d need an Act of Congress and wouldn’t be likely to get one, said that “not all problems have answers” and that orphan works might be one of those. And, anyway, he argues, the aggregate value of all the orphans was hardly worth the time and energy the industry is spending discussing them. He diverges from some fellow opponents who are offended by the dollar windfall presumably coming to Google from the sale of rights to the database of scans. 

This opponent of the settlement is arguing that the value to society of getting the “fair use” questions that arise in this case settled by a court is greater than the value of liberating several million books for consumption. That is a discussion worth having. It is not depending on things that won’t happen to make its case. Most of the arguments against the settlement don’t have that virtue.

And there is one more irony surrounding this debate. While the settlement is waiting for approval or disapproval from the judge, the registering of copyright claimants for the orphans continues. There have been no results announced, but I am led to believe that the number of c/r owners coming out of the woodword, because of the settlement, is much larger than anybody expected. This is, of course, shrinking the potential bonanza to Google and is also accomplishing what years of effort to influence Congress has failed to do: substantially reducing the number of orphan works.


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  • You've asked excellent questions and stated well the larger issues. I will go you one step further and suggest that almost any solution Congress might make is likely to run afoul of international copyright treaties we have signed, even solutions to the problems of orphan texts that are far milder and that don't favor Google as heavily as the current settlement. If Congress attempts to solve this problem, it's likely to find that it has stepped into a global mess.

    Why? Because changes to how copyright law is applied in the United States don't just apply to U.S. citizens. Unless carefully worded to permit exceptions for works by foreign authors, they also apply to citizens in every country that has copyright treaty agreements with the U.S., and that's almost every one of them. The FAQ that Google has posted attempts to slide past that fact by referring to "U.S. copyright interests"--legal language that may be accurate in a legal context, but for most readers obscures the fact that what the settlement grants Google does not just apply to copyrights that you and I might hold as U.S. citizens. The settlement also applies to treaty-granted copyrights that citizens of other countries acquire when they get a copyright in their own country. That's one reason I've gotten involved in this dispute.

    I'm one of the seven authors (or their representatives) whose letter led the court to extend the deadlines in the Goggle settlement by four months. From my contacts in Europe, it seems that the extension was particularly good news for writers in Europe, who are becoming increasing aware of what it may mean for them. It also gives more time for writers in this country to study the agreement. As I pointed out above, even the otherwise well-written FAQ page set up by Google doesn't give a good picture of its full implications.

    You can find a copy of our letter to the court requesting a four-month extension, along with other documents in the lawsuit at a webpage for downloads and links that I have set up.

    http://inklingbooks.com/googlesettlement/googlesettlement.html

    Feel free to post that link elsewhere. I particularly recommend:

    * The Brewster Kahle interview on video. In it the founder of Internet Archive does an excellent job of explaining what the settlement means, particularly in relation to anti-trust issues. There's also a transcript beneath the video. It'd be great if this video could be dubbed into multiple languages.

    * The Spiegel article on the growing opposition of German writers to the settlement.

    * The Wall Street article by Lynn Chu detailing what the settlement could mean for writers.

    * The American Historical Association critique of the value of Google Books for researchers, particularly quality issues.

    * The six-month extension request delivered to the court three days after ours and signed by 16 academic writers. One important criticism of the settlement is that those tasked with representing what it calls "the author sub-class" appear to be representing only a limited slice of writers and other copyright holders.

    For the moment, I'm doing my best to link to developments in Europe until (hopefully) one or more websites or blogs in Europe take up the task and do it far better than I can. It'd be particularly great to have one that reports European news in English for the U.S. media.

    --Michael W. Perry, Seattle
  • Michael,
    From the links and references to the most emphatic opponents of the settlement, I get that you're against the settlement. From your opening, I get that you despair of getting any viable solution from Congress.

    So, what are you FOR? Or do you just think this orphan works and lost IP thing is something that can't be fixed, so we should all just stop worrying about it?
  • Congress tried to pass OW law starting 2005-6. Google commented during this process and said, essentially, We can cover this, let us do it. (Consistent!) Senate passed an OW bill late last session. Visual Artists are tepid at best on this- some are dead-set against. GBS Settlement affects only text-based OW- and not journal content for now. Could Congress step in on text-based OW (and leave the other media for later?) Yes- Congress can do anything it likes - and (C) is not a partisan issue most of the time. But Congress can be slow to act, and legislation is abig hammer. Questions have emerged in critiques of the GBS Settlement as to the legitimacy of /any/ private party "adopting" the Orphan works - let alone as against other parties (exclusionary or MFN) Tough nut to crack, indeed.
  • Thanks for filling part of that history, David. And it is because the nut is so tough to crack that I am inclined to take this settlement as the next step in the process. It is certainly not the final one.
  • The Wired article does cite an alternative:

    20. If another company wants to digitize, display and use orphan works without the Sword of Damocles hanging over its head, it has to start digitizing without permission, get sued by a reasonable plaintiff and the go through this settlement process again?

    Exactly.

    Now that sounds awful, but is it really so bad? Couldn't someone file a class-action suit against the internet Archive to get an injuction against copying and display of orphan works?
  • Thanks for raising this, Eric. There are two possibilities here. Either nobody else will do it, in which case we really have to thank Google for stepping out and forcing the issue to be confronted. Or somebody else will, in which case the argument about the monopoly is false. What is absolutely sure is that anybody following in Google's footsteps is taking a considerably reduced risk from the one Google took. We'll find out a real tally soon, but a substantial number of the orphans have been claimed. This settlement agreement has smoked out a lot of the potential litigants. With each c/r holder that steps forward and claims, the risk to another entity scanning something that remains "orphaned" is reduced. Michael Cader has speculated that the risk might be reduced enough by this effort that an insurance company might be persuaded to share some of the risk if somebody else wants to take it going forward.
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